Compliance Manager

Job description

**Designation:** Manager **Reporting Manager:** Partner **Experience:** 8-12 years of relevant PQE **Qualification:** CS mandatory. LLB, LLM and other related courses preferred **Function:** Compliance & Regulatory **Location:** Mumbai - Dadar **Role Summary:** We are seeking a compliance professional to join the compliance function at BDO India. The role involves overseeing firm-wide regulatory compliance, advising on risk mitigation, and working closely with business leaders, legal teams, and external advisors to ensure adherence to applicable laws and industry standards. **Key Responsibilities:** - Manage the firms compliance framework across all business units and support functions. - Monitor and interpret applicable laws and regulations, including Companies Act, SEBI regulations, FEMA, data privacy laws, anti-bribery and corruption laws, and other industry-specific requirements. - Advise leadership and internal stakeholders on regulatory changes, compliance risks, and mitigation strategies. - Draft and review compliance policies, SOPs, and internal guidelines. - Conduct risk assessments and compliance audits across departments. - Manage regulatory filings, submissions, and correspondence with authorities. - Oversee compliance training and awareness programs across the firm. - Work closely with internal legal, risk, and HR teams as well as external counsel and consultants. - Manage internal investigations into compliance breaches or concerns. - Maintain records and reporting mechanisms for compliance monitoring and tracking. - Provide regular updates and reports to senior management and the Board, as applicable. **Key Requirements:** - 8-12 years of experience in regulatory compliance roles. - CS & LLB mandatory; LLM or additional compliance certifications preferred. - Strong understanding of corporate laws, financial regulations, data protection, and anti-corruption compliance. - Experience advising senior leadership and managing cross-functional compliance matters. - High analytical thinking, attention to detail, and problem-solving skills. - Excellent English proficiency (verbal and written). - Proficiency in Word, Excel, and PowerPoint. - Strong organizational skills and ability to adapt to changing regulatory landscapes.