Compliance Manager - Insurance & Investments

Job description

**Key Result Areas** Supporting Actions Compliance Management for Insurance & investment - Manage compliances in a timely and orderly manner in all regulatory matters under corporate laws, SEBI, MCA, stock exchanges and RBI. - Experience in Managing compliance for Mutual fund, AIF,PMS & Digital Metal. - Review and file required documents, returns, and clarifications to IRDAI,AMFI, SEBI as necessary. - Ensure timely compliance with all applicable IRDAI, IRDAI,AMFI, SEBI obligations, reporting, and filings - Collaborate with the Partnership and Legal team for compliance-related matters and contract reviews. - Manage regulatory inquiries. - Identify potential compliance risks, gaps in processes, or areas for improvement within the organization. - Assist senior management and business units in making compliance-conscious decisions that align with IRDAI, IRDAI,AMFI, SEBI regulations. - Obtain necessary licenses and registrations from regulators/authorities, if required. Monitoring - Monitor statutory compliances and follow up regularly with internal teams to complete filings within prescribed timelines; - Develop guidelines, SOPs, document templates as may be required from compliance perspective and as good governance; - Keep abreast of the regulatory changes & come up with the implementation plan Stakeholder Management - Interact with auditors, regulators, and other internal as well as external stakeholders.