Compliance Officer - AIF Fund

Job description

We are hiring Compliance Officer for a Mumbai based, SEBI Registered CAT III AIF in Mumbai based client. Candidate needs to manage regulatory compliance, statutory filings, fund administration, and corporate governance across their fund activities. **Key Responsibilities** - **Regulatory Compliance:** Ensure complete compliance with SEBI AIF Regulations, IFSCA, Companies Act, LLP Act, FEMA, RBI, PMLA/KYC-AML, Trust laws, and other applicable statutes. - **Statutory & Regulatory Filings:** Manage compliance calendars, statutory registers, regulatory reporting, inspections, ROC filings, and audits. - **Stakeholder & Intermediary Coordination:** Liaise with Trustees, Custodians, Fund Accountants, RTAs (CAMS/KFintech), Brokers, Depositories, Banks, and Legal Advisors. - **Investor Onboarding & Operations:** Oversee investor onboarding, KYC/AML processes, capital calls, subscriptions, transfers, and investor communications. - **Corporate Governance:** Manage agendas, minutes, and action-tracking for Board, Committee, and Shareholder/Trustee meetings. - **Trust & NGO Management:** Oversee NGO/trust compliances, governance, statutory filings, and project implementation monitoring. - **Reporting & Strategy:** Prepare compliance MIS, dashboards, and reporting for senior management and regulators while supporting strategic initiatives. **Key Qualifications & Requirements** - **Experience:** 4 to 8 years of relevant compliance experience within an AIF, Asset Management Company (AMC), or broader financial services industry. - **Education:** Qualified Company Secretary (CS) or Graduate in Law, Commerce, Finance, or a related discipline (LLB degree is a strong advantage). - **Technical Skills:** High proficiency in Microsoft Office, particularly Excel and PowerPoint.