Global Banking & Markets - Supervisory Risk & Controls - Analyst - Bengaluru

Job description

**Job Description** **Team Overview:** GBM Supervisory Risk and Controls team is a First Line risk management function and manages business controls covering supervisory related risks arising from both Equities and Fixed Income Currency & Commodities (FICC) sales & trading activities, as well as pre-trade and post-trade controls for different regulatory obligations in the Global Banking & Markets (GBM) division. The team focuses on control design, implementation and enhancements to ensure risk in GBM is appropriately mitigated. **Roles And Responsibilities** - Design pre-trade and trade business controls for new regulatory implementation and tools supporting supervision framework. - Support systematic pre-trade and post-trade control design, workflows and processes implementation with Engineering. - Develop subject matter expertise on business controls and support coverage to effectively investigate and remediate business control issues that arise - Build relationships with Sales/Trading, Engineering, Compliance, Legal and Operations globally to improve First Line control suite on an ongoing basis. - Formulate, develop and document control requirements and logics. - Contribute to strategic initiatives to streamline control design, workflows and processes across obligations - Analyze data and trends and identify enhancements to existing controls to improve control effectiveness. - Participate in cross-functional working groups, drive discussions of supervisory and control solutions, and achieve consensus. - Train impacted Sales/Traders on controls tooling. **Basic Qualifications** - Bachelor’s degree - 1-3 years of relevant work experience with specific knowledge of front office supervisory framework or exposure to regulatory implementation. - Good understanding of risk & controls framework across Trading & Sales businesses - Good understanding of securities markets, derivative products and Sales & Trading functions and ability to build relationships with sales / trading personnel - Prior exposure to regulatory trading obligations - Ability to work with key stakeholders to define and clarify obligation requirements and demonstrate comprehension of business logic - Ability to prioritize and meet simultaneous competing demands and a passion for a drive to deliver in a rapidly changing environment - Strong project management/organizational skills and attention to detail; ability to handle a fast-paced environment; articulate influentially. - Ability to identify and articulate complex issues to a diverse group of stakeholders, propose mitigates/solutions and escalate appropriately - Expert in translating and analyzing data to perform root cause / trending / impact analyses to drive decision making. - Experience in process redesign and executing strategic concepts from inception to implementation - Experience with data blending and data visualization software such as Alteryx, Tableau, QlikView, Power BI, is desirable but not required