Associate Director - Compliance

Job description

Designation: Associate Director Experience: 10 -15 years of relevant PQE Qualification: CS mandatory; LLB/LLM or additional compliance certifications preferred. Function: Compliance & Regulatory Location: Mumbai - Dadar About the role: We are seeking a compliance professional to join the compliance function at BDO India. The role involves overseeing firm-wide regulatory compliance, advising on risk mitigation, and working closely with business leaders, legal teams, and external advisors to ensure adherence to applicable laws and industry standards. Key Responsibilities: • Manage the firms compliance framework across all business units and support functions. • Monitor and interpret applicable laws and regulations, including Companies Act, SEBI regulations, FEMA, data privacy laws, anti-bribery and corruption laws, and other industry-specific requirements. • Advise leadership and internal stakeholders on regulatory changes, compliance risks, and mitigation strategies. • Draft and review compliance policies, SOPs, and internal guidelines. • Conduct risk assessments and compliance audits across departments. • Manage regulatory filings, submissions, and correspondence with authorities. • Support compliance training and awareness programs across the firm. • Work closely with internal legal, risk, and HR teams as well as external counsel and consultants. • Support internal investigations into compliance breaches or concerns. • Maintain records and reporting mechanisms for compliance monitoring and tracking. • Provide regular updates and reports to senior management and the Board, as applicable. Key Requirements: • 10-15 years of experience in legal and regulatory compliance roles. • CS mandatory; LLB/LLM or additional compliance certifications preferred. • Strong understanding of corporate laws, financial regulations, data protection, and anti-corruption compliance. • Experience advising senior leadership and managing cross-functional compliance matters. • Proven ability to manage teams and compliance projects. • High analytical thinking, attention to detail, and problem-solving skills. • Excellent English proficiency (verbal and written). • Proficiency in Word, Excel, and PowerPoint. • Strong organizational skills and ability to adapt to changing regulatory landscapes.