Manager-Process and Compliance-Digital Banking Kotak 811-Regional Sales

Job description

This is an Internal document. Role Title Manager-Process and Compliance Function Digital Banking Kotak811 – Regional Sales Job Location BKC- Mumbai Job Role • Ensure compliance with SEBI & IRDAI regulations, circulars, guidelines and codes of conduct • Monitor and interpret new regulatory developments and assess their impact on the organization • Draft, review and implement compliance policies, procedures and internal controls in line with SEBI & IRDA requirements • Handle correspondence and inspection queries (if any) from SEBI & IRDA • Conduct internal compliance audit and reviews to ensure adherence to applicable regulations • Provide compliance advisory support to business teams on regulatory implications of new products, marketing materials and customer communications • Support senior management in implementing risk management and governance frameworks Requirement/Qualifications • Graduate/Post graduate • 5-10years’ experience in compliance or regulatory affairs in Bank/Mutual Fund/Insurance sector/Brokers etc. • Experience in handling regulatory inspections, audits and submissions • High integrity, attention to detail and ability to work independently under minimal supervision.