Regulatory Specialist

Job description

What you will be responsible for As a Regulatory Trade Reporting Specialist, • Support the Regulatory Reporting Operations team with day-to-day issues and escalations, while partnering with project teams and technology to ensure operational readiness for initiatives impacting reporting processes. • Provide oversight of key regulatory reporting initiatives, interpret regulatory requirements and coordinate with business and technology teams to implement required changes. • Serve as project manager for the design and implementation of efficient, scalable regulatory reporting solutions, ensuring accuracy, timeliness, and alignment with industry best practices. • Conduct root cause and gap analyses, gather and document business requirements, design solutions, and manage the regulatory reporting enhancement pipeline through stakeholder prioritization. • Ensuring all changes affecting reporting obligations comply with established governance, risk, and control frameworks, promoting a culture of risk awareness and accountability. • Represent the firm with external counterparties and industry forums, providing subject matter expertise and identifying opportunities to strengthen internal reporting practices. • Take on additional responsibilities as needed to support team and organizational objectives. What we value These skills will help you succeed in this role. • Strong risk mitigation, problem solving, and decision-making skills. • Ability to think critically and resolve complex problems. • Experience working under tight deadlines with multiple deliverables. • Strong project/process management, and organizational skills • Exhibit superior problem solving and analytical thinking, innovation and thought leadership. • Stay current with emerging trends to support business growth and transformation. Education / Experience • BS, BA, BBA, or equivalent work experience • Experience in regulatory reporting, risk management, compliance, audit, control experience preferred. • Regulatory reporting awareness and exposure to any of the following: MiFID II, EMIR, CFTC, CSA, KRX, MAS, ASIC, HKMA, SFTR regulations is preferred. • Knowledge of industry regulatory requirements. • Contribute to a wide variety of initiatives as a dependable and flexible resource. • Maintain working knowledge of overall process operating/IT model and assist with deployment of operational changes. • Proficiency in Microsoft Office applications – PP, Teams, Word, Excel, Access RegulatoryTradeReportingSpecialist# regulatoryreporting#riskmanagement#compliance#audit, #controlexperience