Assistant Manager - Compliance

Job description

Job Description • Maintain oversight of the developments in the Fintech regulatory environment. • Dissemination of updates on circulars, master directions, advisories issued by the regulators such as RBI, NPCI, IRDA, TRAI etc. • Assist the Sr. Manager/ Head- Compliance in performing testings and related deliverables as per the compliance audit plan. • Perform compliance testing’s as per prescribed policies, procedures and standards. • Prepare reports and management presentations to reflect the outcomes of the compliance testings with a focus on regulatory risks. • Stay informed, adopt and implement the best-in-class compliance testing practices and solutions to automate testing • Ability to review Product Notes, Policies, SOPs, Agreements from Regulatory and Legal point of view. • Design and conduct periodic risk assessments/compliance testing and share reports along with closure of corrective plans. • Proactively manage the potential regulatory risks. Maintain tracker with action plan & timelines. • Focus on self- learning and development on all relevant guidelines in the areas of financial services products • (Payments/ Lending etc.) and ensure reporting of the progress to sync in with departmental goal • To maintain necessary policies required under various regulations/ business purposes and ensure their periodic review and updation.